Vice President, Compliance Officer

Vice President, Compliance Officer

Cerberus Capital Management

New York, United States

Cerberus Capital Management seeks a Vice President, Compliance Officer to play a critical role in upholding the firm's robust compliance framework. This is an opportunity for a seasoned professional to directly influence and maintain the highest standards of regulatory adherence within a leading global private equity firm.

Cerberus Capital Management is a prominent private equity firm with a focus on distressed investing and operational improvement across various industries. The firm's commitment to rigorous compliance is fundamental to its operations and reputation, ensuring integrity and trust in all its activities.

As Vice President, Compliance Officer, you will report to senior leadership and be instrumental in managing and enhancing the firm's compliance program. This role requires a professional capable of operating independently while collaborating with investment teams and other corporate functions to embed compliance best practices throughout the organization.

Key Responsibilities:

* Develop, implement, and maintain compliance policies and procedures in line with evolving regulatory requirements and firm standards.

* Monitor and interpret new and evolving regulatory developments, assessing their impact on firm operations and advising on necessary adjustments.

* Conduct internal compliance reviews, risk assessments, and testing to ensure adherence to established controls and identify areas for improvement.

* Oversee and manage regulatory filings and reporting obligations, including those related to the Securities and Exchange Commission (SEC) and other relevant bodies.

* Provide clear, practical compliance guidance and training to investment professionals and firm personnel on a range of topics, including conflicts of interest, insider trading, and anti-money laundering (AML).

* Advise on compliance aspects of new investment strategies, product launches, and general business initiatives.

* Serve as a point of contact for regulatory inquiries and examinations, coordinating responses and follow-up actions.

* Contribute to the firm's overall risk management framework, identifying potential compliance vulnerabilities and proposing solutions.

* Ensure the firm’s Code of Ethics and related policies are effectively administered and enforced.

Candidates should possess a strong background in compliance within the financial services industry, preferably with experience in private equity, venture capital, or asset management. A deep understanding of SEC regulations, ERISA, and other applicable compliance frameworks is essential. The ideal candidate will demonstrate analytical acumen, strong written and verbal communication skills, and a meticulous approach to detail.

This position is based in New York, United States. Compensation will be competitive and commensurate with experience, reflecting the seniority and critical nature of this role. We invite qualified professionals who meet these criteria to apply.