Roth Capital Partners

Roth Capital Partners, LLC is a relationship-driven, full-service investment bank that provides strategic and financial advisory services to growth companies and their investors. The firm offers a comprehensive platform encompassing capital raising, high-impact equity research, macroeconomics, sales and trading, technical insights, derivatives strategies, M&A advisory, and corporate access. Since its inception, Roth Capital Partners has played a crucial role in facilitating the growth of small-cap public companies, having raised over $100.5 billion and completed more than 425 merger, acquisition, and advisory assignments.

The firm's history traces back to 1984 when it was established as Cruttenden & Co., evolving from Walter Cruttenden III's Capital Data Bank founded in 1977. Byron Roth joined the firm in 1992, eventually becoming CEO in 1997, leading to the rebranding as Roth Capital Partners in 2000. Headquartered in Newport Beach, California, with a global trading floor in Stamford, Connecticut, Roth Capital Partners operates as an employee-owned firm, emphasizing a culture that values individual talents and collaborative strengths.

Roth Capital Partners demonstrates diligent expertise across a broad spectrum of industries, including Agribusiness, Business Services, Consumer, Digital Assets, Infrastructure & Blockchain, Energy, Healthcare, Industrial Growth, Metals & Mining, Sustainability, and Technology & Media. The firm is also recognized for hosting one of the largest investor conferences in the U.S., providing a significant networking platform for institutional investors and corporations. Beyond its financial services, Roth Capital Partners is committed to social responsibility, actively supporting nonprofit organizations and contributing to communities where its employees live and work.

The team at Roth Capital Partners comprises experienced professionals dedicated to assisting growth companies and investors. Key leadership includes Byron Roth as Executive Chairman, Aaron M. Gurewitz as Co-Chief Executive Officer and Head of Investment Banking, and Gordon Roth as Chief Financial Officer. The firm's analysts and specialists are credentialed, with many holding advanced degrees and certifications, and are frequently recognized in industry surveys and media. This deep expertise allows the firm to provide proprietary insights and comprehensive analysis to its clients, fostering long-term relationships and contributing to client success.